The Most Common Types of Broker Fraud

Oct 19, 2015 | Securities Fraud

The United States Securities and Exchange Commission’s main goal is to protect investors and maintain fair and efficient markets. It’s important, as an investor, to understand the most common types of broker fraud. They are: Churning According to the...

Securities Fraud: What to Do When Brokers Get Greedy

Oct 12, 2015 | Securities Fraud

The sales, purchases, and exchanges of securities are a lucrative section of the economy. The Securities and Exchange Commission  regulates and enforces the federal securities law and has enacted numerous rules and reporting requirements with regards to securities....